Reports to: Manager BSA/AML Compliance Office

Primary Responsibilities:

·        Ascertain the adequacy of AMLAnalysts investigation processes and documentation, determine if alerts will bewaived or escalated.

·        Oversee all remediation tasks,activities, and projects to ensure that the Branch is complying with regulatory standards.

·        Track remediation and real-timecase activities, report results/findings to respective management, prepare fortesting, auditing, and examination.

·        Ensure SARs are presented tothe SAR committee and is responsible for insuring all SARs are filed according to the established deadlines electronically via FinCEN website.

·        Conduct quality control of all escalated cases to the SAR Committee for discussion and final disposition and QC final case summary for the cases presented to the SAR Committee.

·        Ensure all SARs follow the established in-line SAR QC process through Oversight prior to filing. Establish and maintain effective lines of communication between the bank,branch, regulator and other relevant entities.

·        Establish a framework andrepository for regulatory projects.

·        Utilize the expertise of theBranch’s personnel to regularly update and adjust daily business practices toproperly adhere to stringent professional standards.